Services for Private Offerings
 

The Securities Act is in place to protect investors and brokers, and even private offerings that are lined up for a select group of investors should include enough information to comply with the antifraud provisions of the act. Here at Blue Sky Filings, we make sure that your private offering is compliant with any related federal or state blue sky regulations.

 

Federal Level

We compare your offering to the details of Rule 504, Rule 505, and Rule 506 to ensure that whatever rule your offering falls under, that it is compliant at the federal level. In most cases, private offerings are eligible for exemptions and our team of experts will file the electronic form D on your behalf, saving you another step. Federal regulations apply to initial filings, amendment filings, and renewal filings. Our blue sky experts have worked in the industry and understand your needs as well as the regulatory requirements.

 

State Level

Since 1933, individual states have been setting their own blue sky regulations, and while the requirements are similar in most states, there are a few that have different and more complicated requirements. Our team of expert attorneys, former compliance officers, and former examiners has worked across the United States and are familiar with each state’s rules. We provide a comprehensive state by state analysis to ensure that your private offering has either the correct exemption or state registration filed. Any paperwork needs to be submitted, whether it is a simple electronic exemption form or something more complicated like the paperwork required by the state of New York, we take care of it all for you and your business. Whether your private offering is an internal filing, amendment filing, or a renewal filing, you can count on us to help you maintain your compliance across the country.

 

Let us take the hassle out of blue sky filings for you and your business. Our team of blue sky regulation experts can take care of this time-consuming process to allow you to focus on what you do best. 

 

We speak your language and understand your needs.

Please feel free to email info@blueskyfilings.com for more information, or call us at (844) 723-4537 to speak with one of our Blue-Sky specialists.

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Testimonials

  • Blue Sky has been an integral component of our overall success, and
    we couldn’t imagine working without them.

    Zev Farkas, CEO Chapin Healthcare