Overwhelmed with regulatory compliance for your investment offering? Leave it to the experts.
About Blue Sky Filings
Blue Sky Filings is a leading provider of affordable, outsourced legal services for the investment community. Our purpose is to help businesses grow by handling the complex legal requirements for investment offerings. A division of S2 Filings, we are an established company comprised of attorneys, blue-sky experts, former examiners and compliance officers that has helped dozens of businesses successfully raise capital and expand their operations.
Our strength is in dealing with the minutiae of regulatory compliance, allowing you to focus on what you do best: running and growing your business. With us, you can leverage our 15 years of regulatory compliance experience, creating new opportunities for you and saving you significant time, resources and money.
With us, you’ll never have to worry about being out of compliance. Our experienced team is constantly monitoring the regulatory landscape within each state, ensuring our client’s filings are up to date. We have you covered, no matter which type of offering you’re conducting. We’ve worked on public offerings, private offerings, blue sky filings and more. We help investment businesses offering securities for sale, as well as businesses seeking to raise capital.
Our services are customizable to your specific business needs. Our process starts with a comprehensive assessment of your business and investment offering, to determine which filings and / or exemptions you will need on a state by state basis.
For public offerings, we handle the filing process throughout its entire life, from the initial filing, to the renewal filing, to the maintenance of exemptions and registrations. We also provide in-depth sales reporting, and communicate with each state regarding your registration documentation.
For private offerings, we prepare your offering to comply with federal and state regulations, applying for the federal exemption where applicable (Regulation D) and completing the necessary paperwork on a state by state basis to ensure the correct exemption or registration.
We also offer services specifically for investment advisers. For more information, click here.
Blue Sky Filings in All 50 States
Blue Sky laws were designed to protect investors, and while the requirements tend to be the same from state to state, there are a few notable exceptions. Florida and New York for example, are the only states which do not require a filing for Regulation D offerings within 15 days of receiving funds from an investor.
Complying with Blue Sky laws is a necessary cost of doing business, and the process will be much simpler when working with established experts, who are familiar with the ins and outs of regulatory compliance. We will handle all of the paperwork and communication, ensuring that your offering has the correct registration or exemption filed.
Please contact us at Blue Sky Filings to get the expert support you need to operate and grow your business. You can reach us by calling (844) 723-4537 or by filling out our online form. We look forward to working with you.
Blue Sky has been an integral component of our overall success, and
we couldn’t imagine working without them.